SEC Form 4 · accession 0001318148-15-000034
FEDERATED HERMES, INC. · FHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene F Maloney
Officer — Executive Vice President
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | Nov 3, 2015 | S | 219 | $31.2239 | D | 26,353 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.
- F2Subsequent to the filing of his last report on November 7, 2014, the reporting person had two dividend reinvestments occur in a dividend reinvestment plan ("DRIP") that satisfies Rule 16a-11. The first occurred on November 14, 2014 when 90.375 shares were purchased at $31.23. The second occurred on February 13, 2015 when 80.995 shares were purchased at $34.76. As such, the amount of securities beneficially owned by the reporting person has increased by 171.37 shares (rounded to 171) since the last report.
Remarks
The Power of Attorney dated November 4, 2014 is incorporated by reference.