SEC Form 4 · accession 0001318148-15-000003
FEDERATED HERMES, INC. · FHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Kelly
Director
Period of report
Feb 9, 2015
Accepted (ET)
Feb 10, 2015 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Feb 9, 2015 | M | 3,000 | $27.44 | A | 32,500 | D | |
| Class B Common Stock | Feb 9, 2015 | S | 3,000 | $34.25 | D | 29,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $27.44 | Feb 9, 2015 | M | 3,000 | D | Apr 28, 2005 | Apr 28, 2015 | Class B Common Stock | 3,000 | 0 | D |
Remarks
The Power of Attorney dated April 24, 2014 is incorporated herein by reference.