SEC Form 4 · accession 0001209191-18-063208
FEDERATED HERMES, INC. · FHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Christopher Donahue
Officer — Chairman, President & CEO · Director
Period of report
Sep 6, 2018
Accepted (ET)
Dec 18, 2018 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Sep 6, 2018 | G | 1,150 | $0.00 | D | 1,613,603 | D | |
| Class B Common Stock | Sep 13, 2018 | G | 57,500 | $0.00 | D | 1,556,103 | D | |
| Class B Common Stock | Dec 14, 2018 | G | 1,150 | $0.00 | D | 1,554,953 | D | |
| Class B Common StockF2 | holding | — | — | — | 278,101 | I | Held indirectly by Comax Partners, L.P. (d/b/a The Beechwood Company, L.P.) | |
| Class B Common StockF3 | holding | — | — | — | 19,818 | I | Held indirectly by The John F. and Rhodora J. Donahue Grandchildren's Trust | |
| Class B Common Stock | holding | — | — | — | 5,819 | I | Held indirectly by John F. Donahue Revocable Trust | |
| Class B Common Stock | holding | — | — | — | 5,819 | I | Held indirectly by Rhodora J. Donahue Revocable Trust | |
| Class B Common Stock | holding | — | — | — | 82 | I | Held indirectly by AWOL, Inc. | |
| Class B Common Stock | holding | — | — | — | 569,880 | I | Held indirectly by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On or around May 12, 2018, Comax Partners L.P. (d/b/a The Beechwood Company, L.P.) ("Comax") distributed shares of Federated Investors Inc. Class B Common Stock to all of its limited partners on a pro-rata basis (the "Distribution"). The Distribution did not involve any public sale of shares. As a result of the Distribution, the number of shares of Federated Investors, Inc. Class B Common Stock directly owned by the reporting person increased by 360 shares.
- F2As a result of the Distribution described in Footnote 1, the number of shares of Federated Investors, Inc. Class B Common Stock in which the reporting person has an indirect interest due to his interest in Comax decreased by 19,781 shares. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Comax except to the extent of his pecuniary interest therein.
- F3As a result of the Distribution described in Footnote 1, The John F. and Rhodora J. Donahue Grandchildren's Trust, in which the reporting person has an indirect interest, now owns 19,818 shares of Federated Investors, Inc. Class B Common Stock.
Remarks
The Power of Attorney dated April 24, 2014 is incorporated herein by reference.