SEC Form 4 · accession 0001209191-18-058954
FEDERATED HERMES, INC. · FHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Donahue
Officer — VP, CFO & Treasurer · Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 16, 2018 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Nov 16, 2018 | A | 18,500 | $3.00 | A | 662,485 | D | |
| Class B Common Stock | holding | — | — | — | 278,101 | I | Held indirectly by Comax Partners, L.P. (d/b/a The Beechwood Company, L.P.) | |
| Class B Common Stock | holding | — | — | — | 3,905 | I | Held indirectly by The Thomas R. and Frances L. Donahue Grantor Dynasty Trust | |
| Class B Common Stock | holding | — | — | — | 39,937 | I | Held indirectly by immediate family member | |
| Class B Common Stock | holding | — | — | — | 38,147 | I | Held indirectly by immediate family member | |
| Class B Common Stock | holding | — | — | — | 655,550 | I | Held indirectly by MaxFund Partners, L.P. | |
| Class B Common Stock | holding | — | — | — | 72 | I | Held indirectly by 401(k) Plan | |
| Class B Common Stock | holding | — | — | — | 4,409 | I | Held indirectly by spouse | |
| Class B Common Stock | holding | — | — | — | 82 | I | Held indirectly by AWOL, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Remarks
The Power of Attorney dated April 24, 2014 is incorporated herein by reference.