SEC Form 4 · accession 0001209191-18-057180
FEDERATED HERMES, INC. · FHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Novak
Officer — Principal Accounting Officer
Period of report
Nov 2, 2018
Accepted (ET)
Nov 5, 2018 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | Nov 2, 2018 | S | 1,107 | $25.0213 | D | 49,557 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in 12 transactions at prices ranging from $25.0001 to $25.0665 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks
The Power of Attorney dated April 24, 2014 is incorporated herein by reference.