SEC Form 4 · accession 0001209191-16-152017
KIRKLAND'S, INC · KIRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Kirkland
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 25, 2016 · 11:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 21, 2016 | S | 30,190 | $14.0313 | D | 605,762 | D | |
| Common StockF3 | Nov 22, 2016 | S | 98,015 | $14.6372 | D | 507,747 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
- F2Represents the weighted average sales price for price increments from $14.00 to $14.33. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3Represents the weighted average sales price for price increments from $14.09 to $15.09. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.