SEC Form 4 · accession 0001209191-16-150387
KIRKLAND'S, INC · KIRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Kirkland
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 9:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 14, 2016 | S | 59,205 | $13.54 | D | 706,929 | D | |
| Common StockF3 | Nov 15, 2016 | S | 31,074 | $13.5541 | D | 675,855 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
- F2Represents the weighted average sales price for price increments from $13.50 to $13.71. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3Represents the weighted average sales price for price increments from $13.50 to $13.67. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.