SEC Form 4 · accession 0001209191-15-018468
L 3 COMMUNICATIONS HOLDINGS INC · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A. Cody
Officer — See Remarks
Period of report
Feb 24, 2015
Accepted (ET)
Feb 25, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | Feb 24, 2015 | S | 2,585 | $132.26 | D | 4,977 | D | |
| Common StockF4 | Feb 24, 2015 | M | 4,623 | $67.49 | A | 9,600 | D | |
| Common StockF2,F4 | Feb 24, 2015 | S | 4,623 | $131.99 | D | 4,977 | D | |
| Common StockF4 | Feb 24, 2015 | M | 4,760 | $77.00 | A | 9,737 | D | |
| Common StockF3,F4 | Feb 24, 2015 | S | 4,760 | $132.29 | D | 4,977 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2/22/2012 Employee Stock Option (Right to Buy)F5 | $67.49 | Feb 24, 2015 | M | 4,623 | D | — | Feb 22, 2022 | Common Stock | 4,623 | 0 | D |
| 2/20/2013 Employee Stock Option (Right to Buy)F5 | $77.00 | Feb 24, 2015 | M | 4,760 | D | — | Feb 20, 2023 | Common Stock | 4,760 | 4,760 | D |
Explanation of responses
- F1Represents weighted average sale price for price increments ranging from $131.98 to $132.63. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Represents weighted average sale price for price increments ranging from $131.91 to $132.00. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Represents weighted average sale price for price increments ranging from $131.92 to $132.61. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4Does not include shares issuable upon the exercise of options.
- F5This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.
Remarks
Senior Vice President of Washington Operations