SEC Form 4 · accession 0001209191-15-018462
L 3 COMMUNICATIONS HOLDINGS INC · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Post
Officer — See Remarks
Period of report
Feb 24, 2015
Accepted (ET)
Feb 25, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2015 | M | 16,725 | $92.31 | A | 38,148 | D | |
| Common StockF1 | Feb 24, 2015 | S | 16,725 | $130.71 | D | 21,423 | D | |
| Common StockF1 | Feb 24, 2015 | M | 2,176 | $95.42 | A | 23,599 | D | |
| Common StockF1 | Feb 24, 2015 | S | 2,176 | $130.71 | D | 21,423 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 7/29/2008 Employee Stock Option (Right to Buy)F2 | $92.31 | Feb 24, 2015 | M | 16,725 | D | — | Jul 29, 2018 | Common Stock | 16,725 | 0 | D |
| 8/1/2007 Employee Stock Option (Right to Buy)F2 | $95.42 | Feb 24, 2015 | M | 2,176 | D | — | Aug 1, 2017 | Common Stock | 2,176 | 0 | D |
Explanation of responses
- F1Does not include shares issuable upon the exercise of options.
- F2This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.
Remarks
Senior Vice President, General Counsel and Corporate Secretary