SEC Form 4 · accession 0000899243-16-033360
L 3 COMMUNICATIONS HOLDINGS INC · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Dambrosio
Officer — See Remarks
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 10, 2016 | M | 5,000 | $92.31 | A | 48,723 | D | |
| Common StockF1 | Nov 10, 2016 | S | 5,000 | $150.75 | D | 43,723 | D | |
| Common StockF1 | Nov 10, 2016 | M | 4,000 | $76.82 | A | 47,723 | D | |
| Common StockF1 | Nov 10, 2016 | S | 4,000 | $150.75 | D | 43,723 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 7/29/2008 Employee Stock Option (Right to Buy)F3 | $92.31 | Nov 10, 2016 | M | 5,000 | D | — | Jul 29, 2018 | Common Stock | 5,000 | 9,000 | D |
| 2/24/2011 Employee Stock Option (Right to Buy)F3 | $76.82 | Nov 10, 2016 | M | 5,000 | D | — | Feb 24, 2021 | Common Stock | 4,000 | 39,262 | D |
Explanation of responses
- F1Does not include shares issuable upon the exercise of options.
- F2Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan.
- F3This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.
Remarks
Senior Vice President and Chief Financial Officer