SEC Form 4 · accession 0000899243-16-031979
L 3 COMMUNICATIONS HOLDINGS INC · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann E. Dunwoody
Director
Period of report
Oct 18, 2016
Accepted (ET)
Oct 19, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 18, 2016 | A | 184 | $149.22 | A | 7,071 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Date on which the Reporting Person became entitled to receive RSUs (in lieu of cash) for service as a director ("Compensation Date"). These RSUs were fully vested as of the Compensation Date. Vested RSUs do not convert into shares of Common Stock until the date on which a Reporting Person ceases to be a director of the Issuer. Dividends are reinvested, resulting in an increase in the number of RSUs subject to the award.
- F2Closing price per share of the Issuer's Common Stock on the Compensation Date.
- F3Does not include shares issuable upon the exercise of options.