SEC Form 4 · accession 0000899243-16-027306
L 3 COMMUNICATIONS HOLDINGS INC · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann D Davidson
Officer — See Remarks
Period of report
Aug 15, 2016
Accepted (ET)
Aug 16, 2016 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 15, 2016 | A | 1,330 | $0.00 | A | 1,330 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 8/15/2016 Employee Stock Option (Right to Buy)F3 | $150.37 | Aug 15, 2016 | A | 8,715 | A | — | Aug 15, 2026 | Common Stock | 8,715 | 8,715 | D |
Explanation of responses
- F1Grant of restricted stock units which vest on the three-year anniversary of the grant date.
- F2Does not include shares issuable upon the exercise of options.
- F3This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.
Remarks
Senior Vice President, General Counsel and Corporate Secretary