SEC Form 4 · accession 0000899243-16-026809
L 3 COMMUNICATIONS HOLDINGS INC · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Claude R Canizares
Director
Period of report
Aug 10, 2016
Accepted (ET)
Aug 11, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2016 | M | 3,332 | $84.14 | A | 18,310 | D | |
| Common StockF1 | Aug 10, 2016 | S | 2,469 | $150.23 | D | 15,841 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 04/02/2007 Director Stock Option (Right to Buy)F2 | $84.14 | Aug 10, 2016 | M | 3,332 | D | — | Apr 2, 2017 | Common Stock | 3,332 | 863 | D |
Explanation of responses
- F1Does not include shares issuable upon the exercise of options.
- F2This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.