SEC Form 4 · accession 0000899243-16-026498
L 3 COMMUNICATIONS HOLDINGS INC · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Post
Officer — See Remarks
Period of report
Aug 5, 2016
Accepted (ET)
Aug 8, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 5, 2016 | M | 8,044 | $76.82 | A | 26,995 | D | |
| Common StockF1 | Aug 5, 2016 | S | 8,044 | $151.68 | D | 18,951 | D | |
| Common StockF1 | Aug 5, 2016 | M | 22,351 | $77.00 | A | 41,302 | D | |
| Common StockF3,F1 | Aug 5, 2016 | S | 20,538 | $151.12 | D | 20,764 | D | |
| Common StockF4,F1 | Aug 5, 2016 | S | 1,813 | $151.97 | D | 18,951 | D | |
| Common StockF1 | Aug 5, 2016 | S | 2,980 | $151.00 | D | 15,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2/24/2011 Employee Stock Option (Right to Buy)F5 | $76.82 | Aug 5, 2016 | M | 8,044 | D | — | Feb 24, 2021 | Common Stock | 8,044 | 0 | D |
| 2/20/2013 Employee Stock Option (Right to Buy)F5 | $77.00 | Aug 5, 2016 | M | 22,351 | D | — | Feb 20, 2023 | Common Stock | 22,351 | 0 | D |
Explanation of responses
- F1Does not include shares issuable upon the exercise of options.
- F2Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan.
- F3Represents weighted average sale price for price increments ranging from $150.79 to $151.79. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4Represents weighted average sale price for price increments ranging from $151.80 to $152.11. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F5This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.
Remarks
Senior Vice President, General Counsel and Corporate Secretary