SEC Form 4 · accession 0000899243-16-018586
L 3 COMMUNICATIONS HOLDINGS INC · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Millard
Director
Period of report
Apr 25, 2016
Accepted (ET)
Apr 26, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 25, 2016 | M | 2,609 | $81.73 | A | 254,612 | D | |
| Common StockF3,F2 | Apr 25, 2016 | F | 1,722 | $123.85 | D | 252,890 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 4/25/2006 Director Stock Option (Right to Buy)F4 | $81.73 | Apr 25, 2016 | M | 2,609 | D | — | Apr 25, 2016 | Common Stock | 2,609 | 0 | D |
Explanation of responses
- F1These options were exercised automatically on the Expiration Date.
- F2Does not include shares issuable upon the exercise of options.
- F3Represents the number of common shares withheld to pay exercise price of stock options.
- F4This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.