SEC Form 4 · accession 0000899243-16-014970
L 3 COMMUNICATIONS HOLDINGS INC · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Dambrosio
Officer — SVP & Chief Financial Officer
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | M | 10,000 | $67.49 | A | 53,643 | D | |
| Common StockF2,F1 | Mar 1, 2016 | S | 10,000 | $118.05 | D | 43,643 | D | |
| Common StockF1 | Mar 1, 2016 | M | 1,000 | $67.49 | A | 44,643 | D | |
| Common StockF1 | Mar 1, 2016 | S | 1,000 | $119.05 | D | 43,643 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2/22/2012 Employee Stock Option (Right to Buy)F3 | $67.49 | Mar 1, 2016 | M | 11,000 | D | — | Feb 22, 2022 | Common Stock | 11,000 | 25,978 | D |
Explanation of responses
- F1Does not include shares issuable upon the exercise of options.
- F2Represents weighted average sale price for price increments ranging from $118.00 to $118.20. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.