SEC Form 4 · accession 0000899243-16-014697
L 3 COMMUNICATIONS HOLDINGS INC · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Dambrosio
Officer — Senior Vice President and CFO
Period of report
Feb 26, 2016
Accepted (ET)
Feb 29, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2016 | M | 6,392 | $95.42 | A | 50,027 | D | |
| Common StockF1 | Feb 26, 2016 | S | 6,392 | $119.00 | D | 43,635 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 08/01/2007 Employee Stock Option (Right to Buy)F2 | $95.42 | Feb 26, 2016 | M | 6,392 | D | — | Aug 1, 2017 | Common Stock | 6,392 | 0 | D |
Explanation of responses
- F1Does not include shares issuable upon the exercise of options.
- F2This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.