SEC Form 4 · accession 0000899243-16-012540
L 3 COMMUNICATIONS HOLDINGS INC · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Claude R Canizares
Director
Period of report
Feb 1, 2016
Accepted (ET)
Feb 2, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2016 | M | 2,609 | $81.73 | A | 16,053 | D | |
| Common StockF1 | Feb 1, 2016 | S | 2,194 | $117.87 | D | 13,859 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 04/25/2006 Director Stock Option (Right to Buy)F2 | $81.73 | Feb 1, 2016 | M | 2,609 | D | — | Apr 25, 2016 | Common Stock | 2,609 | 415 | D |
Explanation of responses
- F1Does not include shares issuable upon the exercise of options.
- F2This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.