SEC Form 4 · accession 0000899243-15-007456
L 3 COMMUNICATIONS HOLDINGS INC · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis Brunson
Officer — See Remarks
Period of report
Nov 2, 2015
Accepted (ET)
Nov 3, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 2, 2015 | M | 55,465 | $67.49 | A | 130,666 | D | |
| Common StockF1,F2 | Nov 2, 2015 | S | 55,465 | $123.70 | D | 75,201 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2/22/2012 Employee Stock Option (Right to Buy)F3 | $67.49 | Nov 2, 2015 | M | 55,465 | D | — | Feb 22, 2022 | Common Stock | 55,465 | 0 | D |
Explanation of responses
- F1Represents weighted average sale price for price increments ranging from $123.50 to $124.43. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Does not include shares issuable upon the exercise of options.
- F3This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.
Remarks
Executive Vice President, Corporate Strategy and Development