SEC Form 4 · accession 0001437749-16-042906
AG&E HOLDINGS INC. · AGNU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony R Tomasello Jr.
Officer — President and Interim CEO · Director · 10% Owner
Period of report
Nov 28, 2016
Accepted (ET)
Dec 5, 2016 · 12:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2016 | A | 5,303,816 | — | A | 5,303,816 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Received in exchange for all of the issued and outstanding membership interests of Advanced Gaming Associates, LLC ("AGA") in connection with the merger of AGA into American Gaming & Electronics, Inc., a wholly-owned subsidiary of the issuer.