SEC Form 4 · accession 0001055726-19-000013

INOVIO PHARMACEUTICALS, INC. · INO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David B. Weiner

Director

Period of report

Mar 8, 2019

Accepted (ET)

Mar 12, 2019 · 5:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001055726

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 9, 2019	M	5,333	—	A	783,625	D
Common Stock^F2	Mar 9, 2019	M	10,000	—	A	793,625	D
Common Stock^F3	Mar 10, 2019	M	11,667	—	A	805,292	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1	—	Mar 9, 2019	M	5,333	D	—	—	Common Stock	5,333	0	D
Restricted Stock Unit^F2	—	Mar 9, 2019	M	10,000	D	—	—	Common Stock	10,000	0	D
Restricted Stock Unit^F3	—	Mar 10, 2019	M	11,667	D	—	—	Common Stock	11,667	11,666	D
Common Stock Option^F4	$3.34	Mar 8, 2019	A	60,000	A	Mar 8, 2019	Mar 8, 2029	Common Stock	60,000	60,000	D
Restricted Stock Unit^F5	—	Mar 8, 2019	A	35,000	A	—	—	Common Stock	35,000	35,000	D

Explanation of responses

F1Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 16,000 restricted stock units was as follows: 5,334 shares vested on March 9, 2017; 5,333 shares vested on March 9, 2018; 5,333 shares vested on March 9, 2019.
F2Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 30,000 restricted stock units is as follows: 10,000 shares vested on March 9, 2017; 10,000 shares vested on March 9, 2018; 10,000 shares vested on March 9, 2019.
F3Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 35,000 restricted stock units is as follows: 11,667 shares vested on March 10, 2018; 11,667 shares vested on March 10, 2019; 11,666 shares will vest on March 10, 2020. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.
F4The vesting schedule for the 60,000 options is as follows: 15,000 shares vested on March 8, 2019; 15,000 shares will vest on March 8, 2020; 15,000 shares will vest on March 8, 2021; 15,000 shares will vest on March 8, 2022.
F5Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 35,000 restricted stock units is as follows: 11,667 shares will vest on March 8, 2020; 11,667 shares will vest on March 8, 2021; 11,666 shares will vest on March 8, 2022. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.