SEC Form 4 · accession 0001055726-18-000031
INOVIO PHARMACEUTICALS, INC. · INO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy L Yarno
Director
Period of report
May 11, 2018
Accepted (ET)
May 14, 2018 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001055726
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $4.56 | May 11, 2018 | A | 12,500 | A | — | May 11, 2028 | Common Stock | 12,500 | 12,500 | D |
| Restricted Stock UnitF2 | — | May 11, 2018 | A | 8,170 | A | — | — | Common Stock | 8,170 | 8,170 | D |
Explanation of responses
- F1Options to vest 100% on May 11, 2019.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 11, 2019.