SEC Form 4 · accession 0001055726-16-000030
INOVIO PHARMACEUTICALS, INC. · INO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B. Weiner
Director
Period of report
Mar 9, 2016
Accepted (ET)
Mar 11, 2016 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001055726
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $7.02 | Mar 9, 2016 | A | 16,000 | A | Mar 9, 2016 | Mar 9, 2026 | Common Stock | 16,000 | 16,000 | D |
| Common Stock OptionF2 | $7.02 | Mar 9, 2016 | A | 30,000 | A | Mar 9, 2016 | Mar 9, 2026 | Common Stock | 30,000 | 30,000 | D |
| Restricted Stock UnitF3 | — | Mar 9, 2016 | A | 16,000 | A | — | — | Common Stock | 16,000 | 16,000 | D |
| Restricted Stock UnitF4 | — | Mar 9, 2016 | A | 30,000 | A | — | — | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The vesting schedule for the 16,000 options is as follows: 4,000 shares vested on March 9, 2016; 4,000 shares will vest on March 9, 2017; 4,000 shares will vest on March 9, 2018; 4,000 shares will vest on March 9, 2019.
- F2The vesting schedule for the 30,000 options is as follows: 7,500 shares vested on March 9, 2016; 7,500 shares will vest on March 9, 2017; 7,500 shares will vest on March 9, 2018; 7,500 shares will vest on March 9, 2019.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 16,000 restricted stock units is as follows: 5,334 shares will vest on March 9, 2017; 5,333 shares will vest on March 9, 2018; 5,333 shares will vest on March 9, 2019. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.
- F4Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 30,000 restricted stock units is as follows: 10,000 shares will vest on March 9, 2017; 10,000 shares will vest on March 9, 2018; 10,000 shares will vest on March 9, 2019. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.