SEC Form 5 · accession 0000892712-16-001217
SCHOOL SPECIALTY INC · SCOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Eliot Schultz
Director
Period of report
Dec 26, 2015
Accepted (ET)
Jan 11, 2016 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001055454
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $130.00 | Sep 28, 2015 | A | 5,500 | A | — | Sep 28, 2025 | Common Stock | 5,500 | 5,500 | D |
Explanation of responses
- F1The Stock Appreciation Rights ("SAR's") will vest as to one-half of the SAR's on the second anniversary of the date of grant and as to one-fourth of the SAR's on each of the third and fourth anniversaries of the grant.
- F2The SAR's will be settled in cash upon exercise.