SEC Form 4 · accession 0001104659-18-036221
MFA FINANCIAL, INC. · MFA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Blank
Director
Period of report
May 24, 2018
Accepted (ET)
May 29, 2018 · 11:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001055160
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 24, 2018 | A | 19,481 | A | Jan 15, 2024 | Jan 15, 2024 | Common Stock | 19,481 | 81,498 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.
- F2The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2024.