SEC Form 4 · accession 0001104659-16-124357
MFA FINANCIAL, INC. · MFA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Byrne
Director
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 1:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001055160
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 26, 2016 | A | 13,889 | A | Jan 15, 2021 | Jan 15, 2021 | Common Stock | 13,889 | 26,500 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.
- F2The restricted stock units were fully vested as of the date of grant and settle on January 15, 2021.