SEC Form 4/A · accession 0001055160-15-000095
MFA FINANCIAL, INC. · MFA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
George H Krauss
Director
Period of report
May 22, 2015
Accepted (ET)
Sep 2, 2015 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001055160
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 22, 2015 | A | 23,330 | A | Jan 15, 2020 | Jan 15, 2020 | Common Stock, par value $0.01 per share | 23,330 | 39,036 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one share of MFA common stock.
- F2The restricted stock units were fully vested as of the date of grant and settle on January 15, 2020.