SEC Form 4 · accession 0001209191-19-012857
INNOSPEC INC. · IOSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Williams
Officer — PRESIDENT & CEO
Period of report
Feb 22, 2019
Accepted (ET)
Feb 25, 2019 · 10:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2019 | M | 21,120 | $0.00 | A | 204,834 | D | |
| Common StockF1 | Feb 22, 2019 | F | 9,367 | $78.1933 | D | 195,467 | D | |
| Common Stock | Feb 22, 2019 | M | 7,040 | $44.18 | A | 202,507 | D | |
| Common StockF2 | Feb 22, 2019 | F | 5,336 | $78.1933 | D | 197,171 | D | |
| Common Stock | Feb 22, 2019 | S | 1,704 | $80.5072 | D | 195,467 | D | |
| Common Stock | Feb 22, 2019 | M | 6,805 | $43.95 | A | 202,272 | D | |
| Common StockF2 | Feb 22, 2019 | F | 5,147 | $78.1933 | D | 197,125 | D | |
| Common Stock | Feb 22, 2019 | S | 1,658 | $80.5072 | D | 195,467 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (PRSOP) | $0.00 | Feb 22, 2019 | M | 21,120 | D | Feb 22, 2019 | Feb 22, 2026 | Common Stock | 21,120 | 93,657 | D |
| Stock Options (CSOP B) | $44.18 | Feb 22, 2019 | M | 7,040 | D | Feb 22, 2019 | Feb 22, 2026 | Common Stock | 7,040 | 86,617 | D |
| Stock Options (CSOP B) | $43.95 | Feb 22, 2019 | M | 6,805 | D | Feb 23, 2018 | Feb 23, 2025 | Common Stock | 6,805 | 79,812 | D |
Explanation of responses
- F1Shares of Common Stock withheld to meet tax liability
- F2Shares of common stock withheld to pay acquisition price and tax and social securities liabilities