SEC Form 4 · accession 0001209191-18-014343
INNOSPEC INC. · IOSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Watt
Officer — VP, Strat Plan & Regulatory
Period of report
Feb 27, 2018
Accepted (ET)
Feb 28, 2018 · 9:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 27, 2018 | A | 1,322 | $68.133 | A | 31,171 | D | |
| COMMON STOCK | Feb 27, 2018 | F | 1,073 | $68.133 | D | 30,098 | D | |
| COMMON STOCK | Feb 27, 2018 | A | 283 | $68.133 | A | 30,381 | D | |
| COMMON STOCK | Feb 27, 2018 | F | 191 | $68.133 | D | 30,190 | D | |
| COMMON STOCK | Feb 27, 2018 | A | 2,909 | $0.00 | A | 33,099 | D | |
| COMMON STOCK | Feb 27, 2018 | F | 1,367 | $68.133 | D | 31,732 | D | |
| COMMON STOCK | Feb 27, 2018 | A | 1,038 | $68.133 | A | 32,770 | D | |
| COMMON STOCK | Feb 27, 2018 | F | 860 | $68.133 | D | 31,910 | D | |
| COMMON STOCK | Feb 27, 2018 | A | 1,286 | $41.31 | A | 33,196 | D | |
| COMMON STOCK | Feb 27, 2018 | F | 1,018 | $68.133 | D | 32,178 | D | |
| COMMON STOCK | Feb 27, 2018 | A | 3,537 | $0.00 | A | 35,715 | D | |
| COMMON STOCK | Feb 27, 2018 | F | 1,662 | $68.133 | D | 34,053 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $43.95 | Feb 27, 2018 | M | 1,322 | D | Feb 23, 2018 | Feb 23, 2025 | Common Stock | 1,322 | 23,733 | D |
| Stock Options | $46.03 | Feb 27, 2018 | M | 283 | D | Feb 14, 2017 | Feb 14, 2024 | Common Stock | 283 | 23,450 | D |
| Stock options | $0.00 | Feb 27, 2018 | M | 2,909 | D | Feb 23, 2018 | Feb 23, 2025 | Common Stock | 2,909 | 19,814 | D |
| Stock Options | $46.03 | Feb 27, 2018 | M | 1,038 | D | Feb 14, 2017 | Feb 14, 2024 | Common stock | 1,038 | 18,776 | D |
| Stock options | $41.31 | Feb 27, 2018 | M | 1,286 | D | Feb 20, 2016 | Feb 20, 2023 | Common Stock | 1,286 | 17,490 | D |
| Stock Options | $0.00 | Feb 27, 2018 | M | 3,537 | D | Feb 20, 2001 | Feb 20, 2023 | Common Stock | 3,537 | 13,953 | D |
Explanation of responses
- F1Shares of common stock withheld to meet tax liability
- F2Shares of common stock withheld to meet acquisition price and tax liability