SEC Form 4 · accession 0001209191-17-014602
INNOSPEC INC. · IOSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Earl Williams
Officer — GC & Chief Compliance Officer
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 12:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2017 | M | 1,505 | $0.00 | A | 16,021 | D | |
| Common Stock | Feb 23, 2017 | S | 1,505 | $67.92 | D | 14,516 | D | |
| Common Stock | Feb 23, 2017 | M | 730 | $46.03 | A | 15,246 | D | |
| Common Stock | Feb 23, 2017 | S | 730 | $67.92 | D | 14,516 | D | |
| Common Stock | Feb 23, 2017 | M | 277 | $0.00 | A | 14,793 | D | |
| Common Stock | Feb 23, 2017 | S | 277 | $67.92 | D | 14,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $0.00 | Feb 23, 2017 | M | 1,505 | D | Feb 14, 2017 | Feb 14, 2024 | Common Stock | 1,505 | 11,971 | D |
| Stock Options | $46.03 | Feb 23, 2017 | M | 730 | D | Feb 14, 2017 | Feb 14, 2024 | Common Stock | 730 | 11,061 | D |
| Stock Options | $0.00 | Feb 23, 2017 | M | 277 | D | Feb 14, 2017 | Feb 14, 2024 | Common Stock | 277 | 10,784 | D |