SEC Form 4 · accession 0001209191-16-151820
INNOSPEC INC. · IOSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian Malcolm McRobbie
Officer — Senior VP R&T
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 6:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | M | 1,654 | $27.085 | A | 42,543 | D | |
| Common Stock | Nov 22, 2016 | S | 1,654 | $66.2744 | D | 40,889 | D | |
| Common Stock | Nov 22, 2016 | M | 815 | $20.23 | A | 41,704 | D | |
| Common Stock | Nov 22, 2016 | S | 815 | $66.2744 | D | 40,889 | D | |
| Common Stock | Nov 22, 2016 | M | 3,691 | $4.62 | A | 44,580 | D | |
| Common Stock | Nov 22, 2016 | S | 3,691 | $66.2744 | D | 40,889 | D | |
| Common Stock | Nov 22, 2016 | M | 2,682 | $10.38 | A | 43,571 | D | |
| Common Stock | Nov 22, 2016 | S | 2,682 | $66.2744 | D | 40,889 | D | |
| Common Stock | Nov 22, 2016 | M | 1,515 | $29.56 | A | 42,404 | D | |
| Common Stock | Nov 22, 2016 | S | 1,515 | $66.2744 | D | 40,889 | D | |
| Common Stock | Nov 22, 2016 | M | 10,257 | $0.00 | A | 51,146 | D | |
| Common Stock | Nov 22, 2016 | S | 10,257 | $66.2744 | D | 40,889 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.085 | Nov 22, 2016 | M | 1,654 | D | Feb 21, 2010 | Feb 21, 2017 | Common Stock | 1,654 | 18,960 | D |
| Stock Option | $20.23 | Nov 22, 2016 | M | 815 | D | Feb 20, 2011 | Feb 20, 2018 | Common Stock | 815 | 18,145 | D |
| Stock Option | $4.62 | Nov 22, 2016 | M | 3,691 | D | Mar 24, 2012 | Mar 24, 2019 | Common Stock | 3,691 | 14,454 | D |
| Stock Option | $10.38 | Nov 22, 2016 | M | 2,682 | D | Feb 17, 2013 | Feb 17, 2020 | Common Stock | 2,682 | 11,772 | D |
| Stock Option | $29.56 | Nov 22, 2016 | M | 1,515 | D | Feb 23, 2015 | Feb 23, 2022 | Common Stock | 1,515 | 10,257 | D |
| Stock Option | $0.00 | Nov 22, 2016 | M | 10,257 | D | Feb 17, 2013 | Feb 17, 2020 | Common Stock | 1,027 | 0 | D |