SEC Form 4 · accession 0001209191-16-151816
INNOSPEC INC. · IOSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine Hessner
Officer — Senior VP - Human Resources
Period of report
Nov 18, 2016
Accepted (ET)
Nov 23, 2016 · 6:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | M | 445 | $41.31 | A | 28,682 | D | |
| Common Stock | Nov 18, 2016 | S | 445 | $63.1526 | D | 28,237 | D | |
| Common Stock | Nov 18, 2016 | M | 554 | $41.31 | A | 28,791 | D | |
| Common Stock | Nov 18, 2016 | S | 554 | $63.1526 | D | 28,237 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $41.31 | Nov 18, 2016 | M | 445 | D | Feb 20, 2016 | Feb 20, 2023 | Common Stock | 445 | 13,744 | D |
| Stock Options | $41.31 | Nov 18, 2016 | M | 554 | D | Feb 20, 2016 | Feb 20, 2023 | Common Stock | 554 | 13,220 | D |