SEC Form 4 · accession 0001209191-16-150355
INNOSPEC INC. · IOSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joachim Roeser
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 6:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 3,398 | $4.62 | A | 8,120 | D | |
| Common Stock | Nov 14, 2016 | S | 3,998 | $60.5327 | D | 4,722 | D | |
| Common Stock | Nov 14, 2016 | M | 4,335 | $10.38 | A | 9,057 | D | |
| Common Stock | Nov 14, 2016 | S | 4,335 | $60.5327 | D | 4,722 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $4.62 | Nov 14, 2016 | M | 3,398 | D | Mar 24, 2012 | Mar 24, 2019 | Common Stock | 3,398 | 14,571 | D |
| Stock Option | $10.38 | Nov 14, 2016 | M | 4,335 | D | Feb 17, 2013 | Feb 17, 2020 | Common Stock | 4,335 | 10,236 | D |