SEC Form 4 · accession 0001209191-16-149604
INNOSPEC INC. · IOSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Williams
Officer — PRESIDENT & CEO
Period of report
Nov 11, 2016
Accepted (ET)
Nov 14, 2016 · 12:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2016 | M | 684 | $31.54 | A | 196,926 | D | |
| Common Stock | Nov 11, 2016 | S | 684 | $60.0535 | D | 196,242 | D | |
| Common Stock | Nov 11, 2016 | M | 6,658 | $41.31 | A | 202,900 | D | |
| Common Stock | Nov 11, 2016 | S | 6,658 | $60.0535 | D | 196,242 | D | |
| Common Stock | Nov 11, 2016 | S | 10,000 | $60.0251 | D | 186,242 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $31.54 | Nov 11, 2016 | A | 684 | A | Oct 23, 2016 | Dec 23, 2016 | Common Stock | 684 | 87,650 | D |
| Stock Option | $31.54 | Nov 11, 2016 | M | 684 | D | Oct 23, 2016 | Dec 23, 2016 | Common Stock | 684 | 86,966 | D |
| Stock Option | $41.31 | Nov 11, 2016 | M | 6,658 | D | Feb 20, 2016 | Feb 20, 2023 | Common Stock | 6,658 | 80,308 | D |