SEC Form 4/A · accession 0001209191-15-027692
INNOSPEC INC. · IOSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David Earl Williams
Officer — GC & Chief Compliance Officer
Period of report
Mar 19, 2015
Accepted (ET)
Mar 19, 2015 · 9:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2015 | M | 3,680 | $0.00 | A | 18,196 | D | |
| Common Stock | Mar 10, 2015 | S | 3,680 | $43.1378 | D | 14,516 | D | |
| Common Stock | Mar 10, 2015 | M | 1,380 | $29.56 | A | 15,896 | D | |
| Common Stock | Mar 10, 2015 | S | 1,380 | $43.1378 | D | 14,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $0.00 | Mar 10, 2015 | M | 3,794 | D | Feb 23, 2015 | Feb 23, 2022 | Common Stock | 3,794 | 9,125 | D |
| Stock Options | $29.56 | Mar 10, 2015 | M | 1,380 | D | Feb 23, 2015 | Feb 23, 2022 | Common Stock | 1,380 | 7,745 | D |
Explanation of responses
- F197% of the PRSOP granted