SEC Form 4/A · accession 0001209191-15-023273
INNOSPEC INC. · IOSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ian Cleminson
Officer — VP & CFO
Period of report
Mar 6, 2015
Accepted (ET)
Mar 6, 2015 · 7:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commons Stock | Feb 23, 2015 | M | 848 | $0.00 | A | 26,666 | D | |
| Common Stock | Feb 24, 2015 | M | 1,909 | $29.56 | A | 28,575 | D | |
| Common StockF1 | Feb 24, 2015 | F | 1,578 | $43.9233 | D | 26,997 | D | |
| Common StockF2 | Feb 24, 2015 | M | 5,092 | $0.00 | A | 32,089 | D | |
| Common Stock | Feb 24, 2015 | S | 5,092 | $43.8997 | D | 26,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $43.95 | Feb 23, 2015 | A | 1,677 | A | Feb 23, 2018 | Feb 23, 2025 | Common Stock | 1,677 | 22,290 | D |
| Stock Options | $0.00 | Feb 23, 2015 | A | 4,610 | A | Feb 23, 2018 | Feb 23, 2025 | Common Stock | 4,610 | 26,900 | D |
| Stock Options | $0.00 | Feb 23, 2015 | M | 848 | D | Feb 23, 2015 | Feb 23, 2022 | Common Stock | 848 | 26,052 | D |
| Stock Options | $29.56 | Feb 24, 2015 | M | 1,909 | D | Feb 23, 2015 | Feb 23, 2022 | Common Stock | 1,909 | 24,143 | D |
| Stock Options | $0.00 | Feb 24, 2015 | M | 5,249 | D | Feb 23, 2015 | Feb 23, 2022 | Common Stock | 5,249 | 18,894 | D |
Explanation of responses
- F1Shares of common stock withheld to pay acquisition price and tax and social securities liabilities
- F297% of the PRSOP granted