SEC Form 4 · accession 0001209191-15-021953
INNOSPEC INC. · IOSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Williams
Officer — PRESIDENT & CEO
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 7:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2015 | M | 21,804 | $0.00 | A | 215,846 | D | |
| Common StockF2 | Mar 2, 2015 | F | 9,812 | $43.8967 | D | 206,034 | D | |
| Common Stock | Mar 2, 2015 | S | 5,992 | $45.1206 | D | 200,042 | D | |
| Common Stock | Mar 2, 2015 | M | 7,493 | $29.56 | A | 207,535 | D | |
| Common StockF2 | Mar 2, 2015 | F | 6,147 | $43.8967 | D | 201,388 | D | |
| Common Stock | Mar 2, 2015 | S | 1,346 | $45.1206 | D | 200,042 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $0.00 | Mar 2, 2015 | M | 22,478 | D | Feb 23, 2015 | Feb 23, 2022 | Common Stock | 22,478 | 86,274 | D |
| Stock Options | $29.56 | Mar 2, 2015 | M | 7,493 | D | Feb 23, 2015 | Feb 23, 2022 | Common Stock | 7,493 | 78,781 | D |
Explanation of responses
- F197% of the PRSOP granted
- F2Shares of common stock withheld to pay acquisition price and tax and social securities liabilities