SEC Form 4 · accession 0001209191-15-018237
INNOSPEC INC. · IOSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Watt
Officer — VP, Strat Plan & Regulatory
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 9:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2015 | M | 641 | $0.00 | A | 38,478 | D | |
| Common Stock | Feb 24, 2015 | S | 302 | $43.8997 | D | 38,176 | D | |
| Common Stock | Feb 24, 2015 | M | 1,175 | $29.56 | A | 39,351 | D | |
| Common StockF1 | Feb 24, 2015 | F | 791 | $43.9233 | D | 38,560 | D | |
| Common Stock | Feb 24, 2015 | M | 267 | $29.56 | A | 38,827 | D | |
| Common StockF1 | Feb 24, 2015 | F | 221 | $43.9233 | D | 38,606 | D | |
| Common StockF2 | Feb 24, 2015 | M | 3,846 | $0.00 | A | 42,452 | D | |
| Common Stock | Feb 24, 2015 | F | 1,808 | $43.9233 | D | 40,644 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $43.95 | Feb 23, 2015 | A | 1,322 | A | Feb 23, 2018 | Feb 23, 2025 | Common Stock | 1,322 | 17,908 | D |
| Stock Options | $0.00 | Feb 23, 2015 | A | 3,636 | A | Feb 23, 2018 | Feb 23, 2025 | Common Stock | 3,636 | 21,544 | D |
| Stock Options | $0.00 | Feb 23, 2015 | M | 641 | D | Feb 23, 2015 | Feb 23, 2022 | Common Stock | 641 | 20,903 | D |
| Stock Options | $29.56 | Feb 24, 2015 | M | 1,175 | D | Feb 23, 2015 | Feb 23, 2022 | Common Stock | 1,175 | 19,728 | D |
| Stock Options | $29.56 | Feb 24, 2015 | M | 267 | D | Feb 23, 2015 | Feb 23, 2022 | Common Stock | 267 | 19,461 | D |
| Stock Options | $0.00 | Feb 24, 2015 | M | 3,965 | D | Feb 23, 2015 | Feb 23, 2022 | Common Stock | 3,965 | 15,496 | D |
Explanation of responses
- F1Shares of common stock withheld to pay acquisition price and tax and social securities liabilities
- F297% of the PRSOP granted