SEC Form 4 · accession 0001209191-18-046558
BSQUARE CORP /WA · BSQR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert James Peters
Director
Period of report
Aug 11, 2018
Accepted (ET)
Aug 14, 2018 · 1:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par valueF1 | Aug 11, 2018 | A | 23,255 | $0.00 | A | 23,255 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy)F2 | $2.15 | Aug 11, 2018 | A | 25,000 | A | Nov 11, 2018 | Aug 10, 2028 | Common Stock, no par value | 25,000 | 25,000 | D |
Explanation of responses
- F1These restricted stock units vest quarterly in equal amounts over 1 year.
- F2The options vest quarterly in equal amounts over two years.