SEC Form 4 · accession 0001209191-15-084817
BSQUARE CORP /WA · BSQR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Bruce Caldwell
Officer — VP WW OEM Sales
Period of report
Dec 11, 2015
Accepted (ET)
Dec 11, 2015 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | M | 3,750 | $3.07 | A | 33,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.07 | Dec 11, 2015 | M | 3,750 | D | Mar 15, 2006 | Dec 15, 2015 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1Represents the remaining vested portion of 5,000 stock options granted on 12/15/05. These options vested quarterly over a 4 year period.