SEC Form 4 · accession 0001209191-15-067638
BSQUARE CORP /WA · BSQR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry D Chase
Officer — President & CEO · Director
Period of report
Aug 20, 2015
Accepted (ET)
Aug 24, 2015 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 20, 2015 | A | 18,500 | $0.00 | A | 72,205 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $6.37 | Aug 20, 2015 | A | 43,600 | A | Aug 20, 2016 | Aug 20, 2025 | Common Stock | 43,600 | 43,600 | D |
Explanation of responses
- F1These restricted stock units shall vest 25% on August 20, 2016 and the balance will vest in equal quarterly installments for three years thereafter.
- F2These stock options shall vest 25% on August 20, 2016 and the balance will vest in equal monthly installments for three years thereafter.