SEC Form 4 · accession 0001209191-15-052257
BSQUARE CORP /WA · BSQR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Bruce Caldwell
Officer — VP WW OEM Sales
Period of report
Jun 10, 2015
Accepted (ET)
Jun 11, 2015 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2015 | M | 1,250 | $7.66 | A | 18,283 | D | |
| Common Stock | Jun 10, 2015 | M | 1,250 | $7.66 | A | 19,533 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.32 | Jul 25, 2005 | M | 1,250 | D | Jul 25, 2006 | Jul 25, 2015 | Common Stock | 1,250 | 0 | D |
| Stock Option (right to buy)F2 | $3.07 | Dec 15, 2005 | M | 1,250 | D | Mar 15, 2006 | Dec 15, 2015 | Common Stock | 1,250 | 0 | D |
Explanation of responses
- F1The option was granted on July 25, 2005 and vested 1/4 annually in equal installments over a 4 year period.
- F2The option was granted on December 15, 2005 and vested quarterly in equal installments over a 4 year period.