SEC Form 4 · accession 0001054374-15-000126
BROADCOM CORP · BRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cindy Fiorillo
Officer — SVP, Finance & Corp Controller
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF2 | Nov 2, 2015 | S | 354 | $51.8241 | D | 82,312 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Includes (i) 989 shares that are held as Class A common stock and (ii) 81,323 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.