SEC Form 4 · accession 0001054374-15-000115
BROADCOM CORP · BRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William T Morrow
Director
Period of report
Aug 21, 2015
Accepted (ET)
Aug 25, 2015 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1,F2 | Aug 21, 2015 | S | 10,000 | $48.7449 | D | 12,863 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Such transaction was executed in multiple trades at prices ranging from $48.71 to $48.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes (i) 8,948 shares that are held as Class A common stock and (ii) 3,915 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.