SEC Form 4 · accession 0001054374-15-000052

BROADCOM CORP · BRCM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & GM, Broadband & Conn Grp

Period of report

Mar 16, 2015

Accepted (ET)

Mar 18, 2015 · 5:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001054374

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A common stock	Mar 16, 2015	M	17,187	$29.39	A	475,771	D
Class A common stock	Mar 16, 2015	M	16,756	$23.17	A	492,527	D
Class A common stock	Mar 16, 2015	M	4,593	$27.74	A	497,120	D
Class A common stock^F2,F3	Mar 16, 2015	S	38,536	$44.9101	D	458,584	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Employee stock option (right to buy)^F4	$29.39	Mar 16, 2015	M	17,187	D	—	Feb 4, 2020	Class A common stock	17,187	D
Employee stock option (right to buy)^F4	$23.17	Mar 16, 2015	M	16,756	D	—	Apr 27, 2019	Class A common stock	16,756	D
Employee stock option (right to buy)^F4	$27.74	Mar 16, 2015	M	4,593	D	—	Apr 23, 2018	Class A common stock	4,593	D

F1The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2Such transaction was executed in multiple trades at prices ranging from $44.33 to $45.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3Includes (i) 76,302 shares that are held as Class A common stock and (ii) 382,282 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
F4All shares subject to such option are fully vested and immediately exercisable.