SEC Form 4 · accession 0001054374-15-000036
BROADCOM CORP · BRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cindy Fiorillo
Officer — SVP, Finance & Corp Controller
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1,F2 | Feb 19, 2015 | A | 12,330 | $0.00 | A | 89,531 | D | |
| Class A common stockF3,F2,F4 | Feb 19, 2015 | A | 3,770 | $0.00 | A | 93,301 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities awarded on 02/19/2015 are in the form of restricted stock units ("RSUs") that will entitle the Reporting Person to receive one share of the Issuer's Class A common stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of sixteen quarterly installments upon the Reporting Person's completion of each three month period of service over the period measured from 02/05/2015 through 02/05/2019.
- F2These securities were awarded in an exempt transaction pursuant to SEC Rule 16b-3(d).
- F3These securities awarded on 02/19/2015 are Performance RSU grants awarded pursuant to the relative total shareholder return component of the Issuer's Restricted Stock Units Incentive Award Program (the "Program"), and are in the form of RSUs that will entitle the Reporting Person to receive one share of Class A common stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of sixteen quarterly installments upon the Reporting Person's completion of each three month period of service over the period measured from 02/05/2015 through 02/05/2019.
- F4All of such shares are in the form of RSUs that will entitle the Reporting Person to receive one share of Class A common stock per RSU.