SEC Form 4 · accession 0001054374-15-000032
BROADCOM CORP · BRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Y. Kim
Officer — EVP, Ops. & Central Eng.
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1,F2 | Feb 17, 2015 | S | 11,619 | $45.7577 | D | 226,060 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Such transaction was executed in multiple trades at prices ranging from $45.75 to $45.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes (i) 29,614 shares that are held as Class A common stock and (ii) 196,446 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.