SEC Form 4 · accession 0001437749-17-008976
CervoMed Inc. · CRVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ben Shealy
Officer — Sr VP Finance & Treasurer
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053691
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.95 | May 10, 2017 | A | 23,100 | A | — | May 10, 2027 | Common Stock | 23,100 | 23,100 | D |
Explanation of responses
- F1The shares underlying the options vest in equal parts on the last calendar day of each month until fully vested on May 31, 2020.