SEC Form 4 · accession 0001437749-16-038810
CervoMed Inc. · CRVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Isaac Blech
Director
Period of report
Aug 31, 2016
Accepted (ET)
Sep 16, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053691
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $8.00 | Aug 31, 2016 | A | 204,907 | A | — | Aug 31, 2026 | Common Stock | 204,907 | 204,907 | D |
Explanation of responses
- F1Security granted on August 31, 2016 under the Issuer's 2015 Equity Incentive Plan, as amended, as an initial one-time grant to the Reporting Person in connection with his appointment to the Issuer's Board of Directors on August 11, 2016.
- F2The option shall vest in 40 quarterly equal (or as nearly equal as possible) installments beginning September 30, 2016.