SEC Form 4 · accession 0001209191-16-154156
OMEGA PROTEIN CORP · OME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary L Allee
Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 8, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2016 | M | 10,000 | $13.41 | A | 46,101 | D | |
| Common StockF1 | Dec 8, 2016 | S | 10,000 | $25.00 | D | 36,101 | D | |
| Common StockF1 | Dec 8, 2016 | M | 10,000 | $13.41 | A | 46,101 | D | |
| Common StockF1 | Dec 8, 2016 | S | 10,000 | $25.00 | D | 36,101 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $13.41 | Dec 8, 2016 | M | 10,000 | D | May 27, 2009 | May 27, 2018 | Common Stock | 10,000 | 0 | D |
| Stock Option (right to buy)F1,F3 | $13.41 | Dec 8, 2016 | M | 10,000 | D | Jun 15, 2012 | Jun 15, 2021 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Stock Options exercised and shares sold automatically pursuant to Trading Plan (SEC Rule 10b5-1)
- F2Vests in 1/3 increments commencing on the first anniversary of date of grant. The date of grant was 5/27/2008.
- F3Vests in 1/3 increments commencing on the first anniversary of date of grant. The date of grant was 6/15/2011.